Solution Paper
By: Chris DeMichael
The passing of the Dodd-Frank Act exposed all private fund advisors and Private Equity Funds to the Advisor Act of 1940 and the subsequent Compliance Program Rule 206(4)-7. Portfolio companies in the mid-market often lack the economies of scale and expertise to execute an effective and efficient compliance strategy. Use these tips and enjoy low-cost, standardized solutions that reduce the work effort to achieve base compliance.
