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Cybersecurity Compliance Guidance for Private Equity Post Dodd-Frank

The passing of the Dodd-Frank Act on March 30, 2012 exposed all private fund advisors and Private Equity Funds to the Advisor Act of 1940 and the subsequent Compliance Program Rule 206(4)-7. The Presence Exams initiated by the OCIE and ensuing actions taken against firms by the SEC sent a clear message that compliance in Private Equity is a real risk and needs to be taken seriously.